About Us

companies provide financial advice to corporations, governments and
not for profit institutions nationwide. We assist clients raise capital, buy or sell
businesses and implement plans of reorganization. We also help
clients manage financially distressed business on a hands on, day to day basis.

We are members of FINRA and SIPC.

Since our founding in March 1990, we have embraced certain fundamental principles which
continue to endure and guide us. First, we strive to achieve the highest standards of
technical excellence. Each member of our staff has many years of prior professional experience.
Second, we always place our clients’ interests ahead of our own. We are an independent firm
offering only financial advice, and are therefore free from all conflicts of interest.
Third, we believe that sound and discreet financial advice is best provided by a collaborative
private partnership whose owners have made a serious long term investment of time and money in their
business. This stable and unwavering commitment to our business has enabled us to develop close relationships
with our clients which in many cases have lasted a decade or more.

Each of our lines of business, corporate finance, mergers and acquisitions, reorganizations
and crisis management and public finance, is described in more detail on the following pages,
and proof statements of some of our successful engagements are attached.

If you have any questions regarding how we may be able to offer value added services to
your organization, please see information below describing how to contact us and
call or write.

Click Here to view our Disclosure Statement